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Commodity Exchange Act
Results: 1258

#	Item
991	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NFA[removed]March 29, 2006 Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-30 16:55:19 Commodities market Financial system Finance 73rd United States Congress National Futures Association Commodity Futures Trading Commission Commodity Exchange Act Securities Exchange Act Futures contract Financial economics Financial markets United States securities law
992	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]September 20, 2012 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-21 08:12:44 Financial markets Options Clearing Corporation United States federal banking legislation Futures contract Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Short Clearing Derivative Financial economics Finance Financial system
993	Comment Letter on File No. S7-44-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-15 13:59:57 Financial markets Financial regulation Short selling Options Clearing Corporation Futures contract Futures exchange Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative Financial economics Finance Financial system
994	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]November 12, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Pro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-13 08:54:17 Finance Broker-dealer Securities Exchange Act Order Futures contract Short Market maker Commodity Futures Modernization Act Net capital rule Financial markets Financial economics Financial system
995	FinCEN Form 101a Suspicious Activity Report (SAR-SF) Instructions Safe Harbor Federal law (31 U.S.C[removed]g)(3)) provides complete protection from civil liability Add to Reading List Source URL: fincen.gov Language: English - Date: 2008-03-12 07:50:49 Business Government Financial regulation United States securities law Currency transaction report Suspicious activity report Futures contract Commodity Futures Trading Commission Securities Exchange Act Bank Secrecy Act Finance Tax evasion
996	Microsoft Word - Roundtable Memo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-08 12:14:54 Late-2000s financial crisis Systemic risk Financial markets U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Commodity Futures Trading Commission Derivative Mary Schapiro Financial economics Finance Investment
997	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]November 8, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-12 08:11:21 Finance Options Clearing Corporation Futures exchanges Futures contract Euronext Securities Exchange Act London International Financial Futures and Options Exchange New York Stock Exchange Commodity Futures Trading Commission Financial economics NYSE Euronext Financial system
998	September 26, 2011 Mr. David A. Stawick Secretary U.S. Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-28 13:43:02 Financial services Funds Institutional investors Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Futures contract U.S. Securities and Exchange Commission Insurance Collective investment scheme Financial economics Investment Finance
999	Comment Letter on File No. S7-16-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:57:43 Commodity Futures Trading Commission Derivative Swap Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Chicago Board Options Exchange Over-the-counter Commodity Futures Modernization Act Financial economics Finance Financial system
1000	American Bankers Association ABA Securities Association Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Securities Industry and Financial Markets Associatio Add to Reading List Source URL: www.aba.com Language: English - Date: 2013-06-06 16:21:00 Commodity Futures Trading Commission U.S. Securities and Exchange Commission Derivative Futures contract Swap Futures Industry Association Jill E. Sommers Over-the-counter Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial system Finance